RiverNorth Opportunities Fund (RIV) Institutional Ownership

$12.05
+0.04 (+0.33%)
(As of 05/17/2024 ET)

Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
28
Total
Institutional Inflows
(last 12 months)
$8.39M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$7.14M
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RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2024 B. Riley Wealth Advisors Inc.193,450$2.33M0.1%-8.6%0.000%
5/7/2024 Oppenheimer & Co. Inc.41,975$505K0.0%+4.3%0.000%
5/1/2024 Janney Montgomery Scott LLC231,824$2.79M0.0%-13.6%0.000%
5/1/2024 Private Advisor Group LLC31,450$379K0.0%+6.9%0.000%
4/22/2024 Strategic Financial Concepts LLC14,100$170K0.0%N/A0.000%
3/15/2024 B. Riley Wealth Advisors Inc.211,669$2.33M0.1%+9.4%0.000%
2/20/2024 Quarry LP58,700$645K0.1%N/A0.000%
2/9/2024 Nations Financial Group Inc. IA ADV88,450$972K0.1%+27.2%0.000%
2/9/2024 BlackDiamond Wealth Management LLC28,936$337K0.2%N/A0.000%
2/8/2024 Sheaff Brock Investment Advisors LLC33,000$363K0.0%+40.4%0.000%
2/8/2024 Janney Montgomery Scott LLC268,295$2.95M0.0%+0.3%0.000%
2/7/2024 Shaker Financial Services LLC33,153$364K0.1%-31.6%0.000%
2/7/2024 Principal Securities Inc.114,972$1.26M0.0%N/A0.000%
2/6/2024 National Bank of Canada FI2,639$29K0.0%N/A0.000%
2/6/2024 U.S. Capital Wealth Advisors LLC29,819$328K0.0%-11.3%0.000%
2/5/2024 AEGON USA Investment Management LLC50,165$551K0.4%+43.6%0.000%
2/5/2024 Transcend Capital Advisors LLC12,054$132K0.0%N/A0.000%
2/2/2024 Atria Wealth Solutions Inc.12,223$134K0.0%N/A0.000%
2/1/2024 Wolverine Asset Management LLC24,545$270K0.0%N/A0.000%
2/1/2024 Sigma Planning Corp23,331$256K0.0%-44.6%0.000%
1/29/2024 Tennessee Valley Asset Management Partners95,497$1.05M0.3%+37.4%0.000%
1/25/2024 Blue Bell Private Wealth Management LLC4,486$49K0.0%N/A0.000%
1/18/2024 SeaCrest Wealth Management LLC22,448$251K0.0%-30.2%0.000%
1/16/2024 Raymond James Financial Services Advisors Inc.24,732$272K0.0%N/A0.000%
1/16/2024 Raymond James & Associates44,336$487K0.0%+39.3%0.000%
1/16/2024CoreCap Advisors LLC12,425$137K0.0%+14.8%0.000%
1/8/2024 Channel Wealth LLC22,121$243K0.1%-16.2%0.000%
12/1/2023 B. Riley Wealth Advisors Inc.193,450$2.03M0.1%-18.4%0.000%
11/8/2023 Janney Montgomery Scott LLC267,409$2.81M0.0%+6.3%0.000%
11/8/2023 Landscape Capital Management L.L.C.14,487$152K0.0%-52.4%0.000%
11/8/2023 Oppenheimer & Co. Inc.39,180$412K0.0%+14.4%0.000%
11/2/2023 Shaker Financial Services LLC48,474$509K0.2%-69.8%0.000%
10/24/2023 Channel Wealth LLC26,396$277K0.2%+4.3%0.000%
10/23/2023Commonwealth Equity Services LLC33,707$354K0.0%+4.0%0.000%
10/20/2023 U.S. Capital Wealth Advisors LLC33,604$353K0.0%-8.4%0.000%
8/14/2023 CSS LLC IL33,003$378K0.0%+3.1%0.000%
8/14/2023 Mangrove Partners379,395$4.34M0.3%+97.6%0.000%
8/11/2023 Cornerstone Advisors LLC25,459$291K0.0%N/A0.000%
8/11/2023 Landscape Capital Management L.L.C.30,428$348K0.0%-55.5%0.000%
8/10/2023 Private Advisor Group LLC28,435$325K0.0%+25.3%0.000%
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8/10/2023 Sit Investment Associates Inc.343,324$3.93M0.1%-41.8%0.000%
8/7/2023 Shaker Financial Services LLC160,715$1.84M0.8%-29.4%0.000%
8/4/2023 U.S. Capital Wealth Advisors LLC36,704$420K0.0%+28.5%0.000%
8/3/2023 Oppenheimer & Co. Inc.34,257$392K0.0%+31.9%0.000%
8/1/2023 AEGON USA Investment Management LLC30,565$350K0.2%+34.9%0.000%
7/31/2023 LPL Financial LLC62,040$710K0.0%+189.7%0.000%
7/27/2023 B. Riley Wealth Advisors Inc.236,940$2.71M0.1%+4.4%0.000%
7/26/2023 Janney Montgomery Scott LLC251,639$2.88M0.0%-0.7%0.000%
7/26/2023 Channel Wealth LLC25,316$290K0.2%-10.6%0.000%
7/17/2023 Tennessee Valley Asset Management Partners68,752$787K0.3%+5.8%0.000%
6/20/2023 Oliver Lagore Vanvalin Investment Group2,400$27K0.0%+140.0%0.000%
5/25/2023 AEGON USA Investment Management LLC22,664$257K0.1%N/A0.000%
5/12/2023 SeaCrest Wealth Management LLC32,647$371K0.1%+7.9%0.000%
5/12/2023 Perennial Investment Advisors LLC16,328$185K0.0%N/A0.000%
5/11/2023 U.S. Capital Wealth Advisors LLC28,555$324K0.0%-20.4%0.000%
5/11/2023 Elequin Securities LLC2,817$32K0.0%-90.3%0.000%
5/10/2023 Oppenheimer & Co. Inc.25,980$295K0.0%+15.5%0.000%
5/10/2023 Landscape Capital Management L.L.C.68,440$777K0.1%+566.9%0.000%
5/9/2023BDO Wealth Advisors LLC10,570$120K0.0%-38.3%0.000%
5/9/2023 Wedbush Securities Inc.17,175$195K0.0%+12.3%0.000%
5/8/2023 Shaker Financial Services LLC227,746$2.59M1.1%N/A0.000%
5/8/2023 Wolverine Asset Management LLC36,885$419K0.0%N/A0.000%
5/3/2023 Marks Group Wealth Management Inc67,188$763K0.1%N/A0.000%
5/1/2023 Sheaff Brock Investment Advisors LLC23,500$267K0.0%+14.6%0.000%
4/28/2023 Janney Montgomery Scott LLC253,364$2.88M0.0%+5.1%0.000%
4/27/2023 Channel Wealth LLC28,316$322K0.2%N/A0.000%
4/27/2023 Benjamin F. Edwards & Company Inc.5,890$67K0.0%-54.3%0.000%
4/17/2023 Tennessee Valley Asset Management Partners65,005$738K0.2%+6.9%0.000%
4/14/2023 Raymond James & Associates31,475$358K0.0%-3.3%0.000%
3/15/2023 B. Riley Wealth Advisors Inc.223,854$2.75M0.1%+19.3%0.000%
2/21/2023 B. Riley Wealth Advisors Inc.231,146$2.84M0.1%+23.2%0.000%
2/10/2023 Sit Investment Associates Inc.1,053,591$12.94M0.4%N/A0.000%
2/9/2023 Elequin Securities LLC29,059$357K0.1%N/A0.000%
2/8/2023 UBS Group AG11,176$137K0.0%-22.6%0.000%
2/8/2023 Oppenheimer & Co. Inc.22,495$276K0.0%+31.5%0.000%
2/7/2023 Benjamin F. Edwards & Company Inc.12,884$158K0.0%+90.5%0.000%
2/7/2023 LPL Financial LLC38,578$474K0.0%+5.7%0.000%
2/3/2023 U.S. Capital Wealth Advisors LLC35,870$440K0.0%+20.7%0.000%
2/1/2023 Janney Montgomery Scott LLC241,074$2.96M0.0%+3.4%0.000%
1/31/2023 Westside Investment Management Inc.21,200$260K0.0%N/A0.000%
1/27/2023BDO Wealth Advisors LLC17,122$210K0.0%-11.7%0.000%
1/24/2023 Sigma Planning Corp41,245$506K0.0%-5.0%0.000%
1/12/2023 Tennessee Valley Asset Management Partners60,837$747K0.3%+9.4%0.000%
11/22/2022 B. Riley Wealth Advisors Inc.187,654$2.29M0.1%N/A0.000%
11/16/2022 SeaCrest Wealth Management LLC32,957$401K0.1%-4.6%0.000%
11/14/2022 Nations Financial Group Inc. IA ADV69,266$844K0.1%+4.9%0.000%
11/10/2022 Sigma Planning Corp43,415$529K0.0%+37.2%0.000%
11/4/2022 Wsfs Capital Management LLC10,633$130K0.0%-10.1%0.000%
11/2/2022BDO Wealth Advisors LLC19,393$236K0.0%-23.6%0.000%
11/2/2022 Landscape Capital Management L.L.C.10,631$129K0.0%N/A0.000%
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11/1/2022 U.S. Capital Wealth Advisors LLC29,720$362K0.0%+20.5%0.000%
10/28/2022 Benjamin F. Edwards & Company Inc.6,765$82K0.0%-28.2%0.000%
10/25/2022 Janney Montgomery Scott LLC233,144$2.84M0.0%-3.4%0.000%
10/14/2022 Private Advisor Group LLC21,149$258K0.0%+42.3%0.000%
10/13/2022 Tennessee Valley Asset Management Partners55,627$678K0.3%+68.4%0.000%
9/9/2022B. Riley Wealth Management Inc.186,008$721.91M0.8%N/A0.000%
8/16/2022 CSS LLC IL23,000$324K0.0%-38.4%0.000%
8/13/2022 NewEdge Advisors LLC57,500$812K0.0%+5.7%0.000%
8/11/2022CoreCap Advisors LLC8,800$124K0.0%N/A0.000%
8/11/2022 Sigma Planning Corp31,636$447K0.0%N/A0.000%
(Data available from 1/1/2016 forward)

RIV Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of RIV shares?

During the previous two years, 46 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were B. Riley Wealth Management Inc. ($721.91M), Mangrove Partners ($4.34M), Sit Investment Associates Inc. ($3.93M), Janney Montgomery Scott LLC ($2.79M), B. Riley Wealth Advisors Inc. ($2.33M), Baird Financial Group Inc. ($1.31M), and Principal Securities Inc. ($1.26M).Learn more on RIV's institutional investors.

Which institutional investors have been buying RiverNorth Opportunities Fund stock?

Of the 43 institutional investors that purchased RiverNorth Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($1.05M), B. Riley Wealth Advisors Inc. ($295.51K), Shaker Financial Services LLC ($227.75K), Mangrove Partners ($187.40K), B. Riley Wealth Management Inc. ($186.01K), Principal Securities Inc. ($114.97K), and Tennessee Valley Asset Management Partners ($81.42K).

How much institutional buying is happening at RiverNorth Opportunities Fund?

Institutional investors have bought a total of 2,933,002 shares in the last 24 months. This purchase volume represents approximately $35.23M in transactions.

Which RiverNorth Opportunities Fund major shareholders have been selling company stock?

Of the 18 institutional investors that sold RiverNorth Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sit Investment Associates Inc. ($246.30K), Shaker Financial Services LLC ($194.59K), Janney Montgomery Scott LLC ($63.64K), B. Riley Wealth Advisors Inc. ($61.71K), Landscape Capital Management L.L.C. ($53.95K), Elequin Securities LLC ($26.24K), and Sigma Planning Corp ($20.99K).

How much institutional selling is happening at RiverNorth Opportunities Fund?

Institutional investors have sold a total of 748,616 shares in the last 24 months. This volume of shares sold represents approximately $8.52M in transactions.


This page (NYSE:RIV) was last updated on 5/18/2024 by MarketBeat.com Staff

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