Japan Smaller Capitalization Fund (JOF) Institutional Ownership

$7.78
-0.01 (-0.13%)
(As of 05/8/2024 ET)

Institutional Ownership Changes (13F Filings) for Japan Smaller Capitalization Fund (NYSE:JOF)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$8.42M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$12.57M
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JOF Institutional Buying and Selling by Quarter

Japan Smaller Capitalization Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/30/2024 Allspring Global Investments Holdings LLC5,737,819$45.79M0.1%-7.5%0.000%
4/26/2024 Triasima Portfolio Management inc.24,600$196K0.0%+93.7%0.000%
4/18/2024 SeaCrest Wealth Management LLC77,543$619K0.1%N/A0.000%
4/18/2024 Allspring Global Investments Holdings LLC5,737,819$45.79M0.1%-7.5%0.000%
4/18/2024 Barry Investment Advisors LLC205,857$1.64M0.5%-2.9%0.000%
3/5/2024Twin Focus Capital Partners LLC11,000$83K0.0%N/A0.000%
2/13/2024Karpus Management Inc.1,065,494$8.09M0.2%+3.5%0.000%
2/13/2024Bard Associates Inc.68,588$521K0.2%-5.5%0.000%
2/13/20241607 Capital Partners LLC5,053,077$38.35M2.7%+3.8%0.000%
2/12/2024Relative Value Partners Group LLC186,196$1.41M0.1%-0.7%0.000%
2/12/2024Weiss Asset Management LP10,642$81K0.0%N/A0.000%
2/9/2024Nomura Asset Management Co. Ltd.56,006$425K0.0%+3.4%0.000%
2/9/2024 Barry Investment Advisors LLC211,939$1.61M0.5%-13.3%0.000%
2/9/2024City of London Investment Management Co. Ltd.4,500,984$34.16M2.8%+1.2%0.000%
2/8/2024 Matisse Capital83,137$631K0.3%N/A0.000%
2/1/2024Wolverine Asset Management LLC54,375$413K0.0%+154.4%0.000%
1/29/2024 Triasima Portfolio Management inc.12,700$96K0.0%-46.4%0.000%
1/29/2024Ingalls & Snyder LLC20,000$152K0.0%+100.0%0.000%
1/25/2024 Allspring Global Investments Holdings LLC6,202,586$47.08M0.1%-2.3%0.000%
1/24/2024 International Assets Investment Management LLC36,432$277K0.0%N/A0.000%
1/18/2024 Successful Portfolios LLC15,000$114K0.1%N/A0.000%
11/21/2023Almitas Capital LLC92,088$655K0.3%+16.4%0.000%
11/15/20231607 Capital Partners LLC4,866,818$34.60M2.6%-0.3%0.000%
11/14/2023Lazard Asset Management LLC3,690,817$26.24M0.0%0.0%0.000%
11/13/2023Wolverine Asset Management LLC21,376$152K0.0%N/A0.000%
11/13/2023PNC Financial Services Group Inc.16,145$115K0.0%+19.2%0.000%
11/9/2023City of London Investment Management Co. Ltd.4,447,382$31.62M2.8%-1.2%0.000%
11/9/2023Karpus Management Inc.1,029,482$7.32M0.2%+16.6%0.000%
11/9/2023Cornerstone Advisors LLC50,452$359K0.0%-60.4%0.000%
11/8/2023Landscape Capital Management L.L.C.11,190$80K0.0%N/A0.000%
11/6/2023 Guild Investment Management Inc.86,863$618K1.0%-3.3%0.000%
11/2/2023 Benedetti & Gucer Inc.45,300$322K0.2%-4.2%0.000%
11/2/2023Ingalls & Snyder LLC10,000$71K0.0%N/A0.000%
10/27/2023 Allspring Global Investments Holdings LLC6,347,354$45.13M0.1%-0.3%0.000%
10/24/2023 Raymond James & Associates96,199$684K0.0%-26.7%0.000%
10/11/2023 Dynamic Advisor Solutions LLC75,185$535K0.0%+6.0%0.000%
8/14/2023CSS LLC IL19,240$139K0.0%-13.9%0.000%
8/11/2023Cornerstone Advisors LLC127,295$917K0.0%-52.0%0.000%
8/11/2023Karpus Management Inc.882,560$6.35M0.2%+15.5%0.000%
8/11/2023City of London Investment Management Co. Ltd.4,499,713$32.40M2.6%-1.9%0.000%
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8/11/2023Almitas Capital LLC79,124$589K0.3%-21.3%0.000%
8/8/2023Prospera Financial Services Inc81,727$588K0.0%N/A0.000%
8/8/2023 Triasima Portfolio Management inc.23,700$225.93M0.0%N/A0.000%
8/3/2023 Dynamic Advisor Solutions LLC70,914$511K0.0%+3.6%0.000%
8/3/2023 Barry Investment Advisors LLC263,453$1.90M0.6%-6.5%0.000%
7/25/2023 Raymond James & Associates131,303$945K0.0%+31.8%0.000%
7/20/2023 Benedetti & Gucer Inc.47,300$341K0.2%+14.5%0.000%
7/20/2023 Guild Investment Management Inc.89,863$647K0.9%+41.2%0.000%
7/18/2023 Allspring Global Investments Holdings LLC6,365,689$45.83M0.1%-0.1%0.000%
6/28/2023Relative Value Partners Group LLC213,445$1.48M0.1%-5.7%0.000%
5/15/2023Hudson Portfolio Management LLC57,831$400K0.4%-5.0%0.204%
5/15/2023Relative Value Partners Group LLC213,445$1.48M0.1%-5.7%0.753%
5/11/2023Karpus Management Inc.763,823$5.28M0.2%+10.3%2.696%
5/10/2023 Register Financial Advisors LLC3,604$25K0.0%+71.3%0.000%
5/10/2023Landscape Capital Management L.L.C.10,239$71K0.0%-15.6%0.000%
5/8/2023Wolverine Asset Management LLC148,187$1.02M0.0%+12.9%0.000%
4/28/2023 Barry Investment Advisors LLC281,698$1.95M0.6%-17.9%0.000%
4/27/2023 Benedetti & Gucer Inc.41,300$285K0.2%N/A0.000%
4/26/2023 Integrated Capital Management Inc.52,359$193K0.2%+151.3%0.000%
4/18/2023 Park Avenue Securities LLC121,357$839K0.0%-9.5%0.000%
4/18/2023 Guild Investment Management Inc.63,629$440K0.7%-9.0%0.000%
4/13/2023 Allspring Global Investments Holdings LLC6,369,189$44.01M0.1%-0.1%0.000%
2/15/2023Almitas Capital LLC81,958$531K0.2%+16,974.6%0.000%
2/14/2023Atlas Wealth LLC22,199$144K0.0%N/A0.000%
2/10/2023City of London Investment Management Co. Ltd.4,547,676$29.54M2.4%-1.4%0.000%
2/9/2023Landscape Capital Management L.L.C.12,130$79K0.0%N/A0.000%
2/8/2023 Dakota Wealth Management19,432$126K0.0%-22.2%0.000%
2/7/2023Hudson Portfolio Management LLC60,897$395K0.4%-26.5%0.000%
2/3/2023Shaker Financial Services LLC75,633$490K0.2%-5.5%0.000%
2/3/2023 Guild Investment Management Inc.69,929$453K0.8%+12.7%0.000%
2/1/2023Wolverine Asset Management LLC131,271$851K0.0%+42.4%0.463%
1/31/2023Waterfront Wealth Inc.15,000$103K0.0%+21.0%0.000%
1/31/2023 Seed Wealth Management Inc.12,400$80K0.1%N/A0.000%
1/26/2023 Barry Investment Advisors LLC342,929$2.22M0.7%-29.3%0.000%
1/24/2023National Bank of Canada FI5,000$32K0.0%N/A0.018%
1/24/2023 Park Avenue Securities LLC134,036$869K0.0%-1.4%0.473%
1/23/2023 Allspring Global Investments Holdings LLC6,372,534$41.29M0.1%+6.6%22.494%
1/17/2023 Integrated Capital Management Inc.20,835$135K0.1%-8.0%0.000%
11/15/2022Karpus Management Inc.666,334$3.91M0.1%-1.8%2.352%
11/15/20221607 Capital Partners LLC4,669,524$27.36M2.1%-0.7%16.483%
11/10/2022City of London Investment Management Co. Ltd.4,612,581$26.94M2.3%+2.5%16.279%
11/10/2022Cornerstone Advisors LLC345,990$2.03M0.1%+14.4%1.221%
11/10/2022Relative Value Partners Group LLC233,875$1.37M0.1%-0.8%0.826%
11/10/2022Wolverine Asset Management LLC92,206$540K0.0%+1,153.0%0.325%
11/9/2022Shaker Financial Services LLC80,043$469K0.2%+41.6%0.282%
11/1/2022 Park Avenue Securities LLC136,000$797K0.0%-2.0%0.480%
10/26/2022 Allspring Global Investments Holdings LLC5,979,262$35.04M0.1%+2.7%21.103%
10/25/2022 Raymond James & Associates98,746$579K0.0%-2.5%0.349%
10/24/2022 Barry Investment Advisors LLC485,222$2.84M1.0%-17.8%1.713%
10/12/2022 Guild Investment Management Inc.62,060$364K0.6%-19.9%0.219%
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8/15/2022Karpus Management Inc.678,864$4.29M0.1%-4.1%2.396%
8/9/2022 SeaCrest Wealth Management LLC4,000$25K0.0%N/A0.014%
8/9/2022Lazard Asset Management LLC3,505,260$22.15M0.0%+0.7%12.373%
8/8/2022Baird Financial Group Inc.83,123$525K0.0%+19.2%0.293%
8/5/2022 Pekin Hardy Strauss Inc.17,095$108K0.0%-87.0%0.060%
8/5/2022 Dakota Wealth Management24,992$158K0.0%-8.8%0.088%
8/3/2022Envestnet Asset Management Inc.142,695$902K0.0%+6.9%0.504%
8/3/2022Wolverine Asset Management LLC7,359$46K0.0%-94.0%0.026%
7/29/2022 Guild Investment Management Inc.77,460$507K0.8%-4.6%0.273%
7/27/2022 Park Avenue Securities LLC138,753$877K0.0%+6.7%0.490%
(Data available from 1/1/2016 forward)

JOF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of JOF shares?

During the previous two years, 44 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($45.79M), 1607 Capital Partners LLC ($38.35M), City of London Investment Management Co. Ltd. ($34.16M), Lazard Asset Management LLC ($26.24M), Karpus Management Inc. ($8.09M), Barry Investment Advisors LLC ($1.64M), and Relative Value Partners Group LLC ($1.41M).Learn more on JOF's institutional investors.

Which institutional investors have been buying Japan Smaller Capitalization Fund stock?

Of the 37 institutional investors that purchased Japan Smaller Capitalization Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($613.05K), Karpus Management Inc. ($372.84K), 1607 Capital Partners LLC ($209.66K), Wolverine Asset Management LLC ($195.20K), City of London Investment Management Co. Ltd. ($165.29K), Almitas Capital LLC ($94.44K), and Matisse Capital ($83.14K).

How much institutional buying is happening at Japan Smaller Capitalization Fund?

Institutional investors have bought a total of 2,459,506 shares in the last 24 months. This purchase volume represents approximately $16.78M in transactions.

Which Japan Smaller Capitalization Fund major shareholders have been selling company stock?

Of the 23 institutional investors that sold Japan Smaller Capitalization Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Allspring Global Investments Holdings LLC ($1.10M), Barry Investment Advisors LLC ($492.69K), Cornerstone Advisors LLC ($290.47K), City of London Investment Management Co. Ltd. ($205.74K), Pekin Hardy Strauss Inc. ($188.04K), Wolverine Asset Management LLC ($114.80K), and Karpus Management Inc. ($62.51K).

How much institutional selling is happening at Japan Smaller Capitalization Fund?

Institutional investors have sold a total of 2,699,683 shares in the last 24 months. This volume of shares sold represents approximately $19.49M in transactions.


This page (NYSE:JOF) was last updated on 5/9/2024 by MarketBeat.com Staff

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