ClearBridge MLP and Midstream Fund (CEM) Institutional Ownership

$45.08
-0.81 (-1.77%)
(As of 04/30/2024 ET)

Institutional Ownership Changes (13F Filings) for ClearBridge MLP and Midstream Fund (NYSE:CEM)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$24.82M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$10.17M
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CEM Institutional Buying and Selling by Quarter

ClearBridge MLP and Midstream Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/29/2024Commonwealth Equity Services LLC60,753$2.78M0.0%-28.2%0.000%
4/24/2024 Blue Bell Private Wealth Management LLC39,497$1.81M0.4%+322.6%0.000%
4/23/2024 Raymond James Financial Services Advisors Inc.126,401$5.79M0.0%-0.5%0.000%
2/20/2024Quarry LP20,850$836K0.1%+176.2%0.000%
2/15/2024Bulldog Investors LLP8,213$329K0.1%N/A0.000%
2/13/2024Quantedge Capital Pte Ltd14,478$580K0.3%-38.9%0.000%
2/12/2024Laidlaw Wealth Management LLC5,086$204K0.1%N/A0.000%
2/12/2024Steward Partners Investment Advisory LLC50,338$2.02M0.0%+40.9%0.000%
2/9/2024D.A. Davidson & CO.9,809$393K0.0%-7.0%0.000%
2/8/2024Robinson Capital Management LLC1,587$63K0.0%N/A0.000%
2/7/2024Edgemoor Investment Advisors Inc.31,922$1.28M0.1%-16.4%0.000%
2/2/2024 Terril Brothers Inc.139,670$5.60M2.0%-8.6%0.000%
1/30/2024Delphi Financial Group Inc.33,150$1.33M0.8%N/A0.000%
1/25/2024 Blue Bell Private Wealth Management LLC9,346$375K0.1%N/A0.000%
1/16/2024 Raymond James Financial Services Advisors Inc.127,013$5.09M0.0%-0.5%0.000%
1/16/2024 Raymond James & Associates17,448$699K0.0%-1.9%0.000%
11/15/2023Advisors Asset Management Inc.197,835$6.97M0.2%+66.0%0.000%
11/14/2023Blackstone Inc.14,754$520K0.0%N/A0.000%
11/14/2023Saba Capital Management L.P.1,680,057$59.19M1.4%+17.4%0.000%
11/14/2023Alpine Global Management LLC33,200$1.17M0.3%N/A0.000%
11/14/2023Clough Capital Partners L P7,550$266K0.0%N/A0.000%
11/14/2023Thomas J. Herzfeld Advisors Inc.110,044$3.88M1.5%+35.9%0.000%
11/14/2023McGowan Group Asset Management Inc.121,791$4.29M0.7%-44.7%0.000%
11/13/2023Quantedge Capital Pte Ltd23,678$834K0.5%-49.3%0.000%
11/13/2023Wolverine Asset Management LLC86,354$3.04M0.0%+152.7%0.000%
11/9/2023UBS Group AG77,422$2.73M0.0%-5.0%0.000%
11/9/2023Kayne Anderson Capital Advisors LP34,840$1.23M0.0%-5.7%0.000%
11/8/2023HighTower Advisors LLC7,980$282K0.0%+20.4%0.000%
11/8/2023D.A. Davidson & CO.10,543$371K0.0%+5.6%0.000%
11/8/2023 Terril Brothers Inc.152,820$5.38M2.6%-9.7%0.000%
11/1/2023Verus Capital Partners LLC12,580$443K0.1%-7.4%0.000%
10/26/2023GPS Wealth Strategies Group LLC3,762$133K0.0%+12.1%0.000%
10/24/2023 Raymond James Financial Services Advisors Inc.127,623$4.50M0.0%-0.4%0.000%
10/24/2023 Raymond James & Associates17,777$626K0.0%-2.1%0.000%
10/23/2023Commonwealth Equity Services LLC89,445$3.15M0.0%+5.7%0.000%
10/18/2023Proficio Capital Partners LLC11,345$400K0.1%-10.5%0.000%
10/12/2023IFP Advisors Inc13,894$489K0.0%+3.0%0.000%
8/16/2023Thomas J. Herzfeld Advisors Inc.80,970$2.81M1.1%-3.7%0.000%
8/14/2023CSS LLC IL7,574$263K0.0%+5.6%0.000%
8/11/2023Clearbridge Investments LLC57,760$2.00M0.0%+2.5%0.000%
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8/11/2023Guggenheim Capital LLC47,828$1.66M0.0%+7.1%0.000%
8/11/2023Covestor Ltd979$34K0.0%N/A0.000%
8/11/2023Penserra Capital Management LLC313,894$10.88M0.2%+6.6%0.000%
8/10/2023Commonwealth Equity Services LLC84,601$2.93M0.0%+3.6%0.000%
8/10/2023McGowan Group Asset Management Inc.220,400$7.64M1.2%-2.2%0.000%
8/9/2023Edgemoor Investment Advisors Inc.32,067$1.11M0.1%+4.5%0.000%
8/7/2023Wolverine Asset Management LLC34,173$1.19M0.0%+85.8%0.000%
8/7/2023Kayne Anderson Capital Advisors LP36,940$1.28M0.0%-50.4%0.000%
8/4/2023 Terril Brothers Inc.169,254$5.87M2.6%-1.2%0.000%
8/4/2023IFP Advisors Inc13,493$187K0.0%-2.1%0.000%
7/25/2023 Raymond James Financial Services Advisors Inc.128,102$4.44M0.0%+1.6%0.000%
7/17/2023GPS Wealth Strategies Group LLC3,356$116K0.0%+71.8%0.000%
5/12/2023Aristides Capital LLC193,475$6.26M3.3%-10.8%0.000%
5/11/2023Elequin Securities LLC983$32K0.0%N/A0.000%
5/11/2023Commonwealth Equity Services LLC81,623$2.64M0.0%+9.1%0.000%
5/11/2023Icon Wealth Partners LLC6,788$220K0.0%N/A0.000%
5/11/2023Guggenheim Capital LLC44,638$1.45M0.0%+27.4%0.000%
5/9/2023Edgemoor Investment Advisors Inc.30,684$993K0.1%-5.7%0.000%
5/8/2023Wolverine Asset Management LLC18,393$595K0.0%N/A0.000%
5/8/2023 Terril Brothers Inc.171,244$5.54M2.6%-2.2%0.000%
5/5/2023 Coastal Investment Advisors Inc.6,321$205K0.0%-14.8%0.000%
5/3/2023Integrated Wealth Concepts LLC10,108$327K0.0%N/A0.000%
4/24/2023Penserra Capital Management LLC294,325$9.53M0.2%N/A0.000%
4/21/2023 Bogart Wealth LLC767$25K0.0%+440.1%0.000%
4/18/2023IFP Advisors Inc13,789$192K0.0%+8.4%0.000%
4/17/2023GPS Wealth Strategies Group LLC1,953$63K0.0%N/A0.000%
4/14/2023 Raymond James Financial Services Advisors Inc.126,044$4.08M0.0%+0.8%0.000%
4/14/2023 Raymond James & Associates17,947$581K0.0%-5.8%0.000%
4/12/2023Transcend Capital Advisors LLC23,548$762K0.1%-2.1%0.000%
2/15/2023Almitas Capital LLC30,444$1.02M0.5%N/A0.000%
2/13/2023Advisors Asset Management Inc.104,509$3.49M0.1%+11.8%0.000%
2/10/2023 Coastal Investment Advisors Inc.7,418$247K0.1%N/A0.000%
2/10/2023Clearbridge Investments LLC56,360$1.88M0.0%-1.2%0.000%
2/10/2023Sit Investment Associates Inc.41,736$1.39M0.0%-6.7%0.000%
2/9/2023HighTower Advisors LLC15,155$503K0.0%N/A0.000%
2/8/2023 Raymond James Financial Services Advisors Inc.125,070$4.17M0.0%-1.2%0.000%
2/8/2023 Raymond James & Associates19,045$635K0.0%-23.9%0.000%
2/8/2023UBS Group AG152,347$5.08M0.0%+40.8%0.000%
2/8/2023 Cambridge Investment Research Advisors Inc.15,270$509K0.0%-1.9%0.000%
2/7/2023Edgemoor Investment Advisors Inc.32,525$1.09M0.1%-4.7%0.000%
2/7/2023Commonwealth Equity Services LLC74,832$2.50M0.0%+7.6%0.000%
2/7/2023IFP Advisors Inc12,716$178K0.0%-22.4%0.000%
1/31/2023 Terril Brothers Inc.175,159$5.84M2.9%+8.8%0.000%
1/25/2023Stephens Inc. AR8,062$269K0.0%+4.2%0.000%
1/20/2023Transcend Capital Advisors LLC24,048$802K0.1%+2.1%0.000%
11/23/2022Eagle Bay Advisors LLC2,800$83K0.1%+12.0%0.000%
11/21/2022FourThought Financial LLC3,713$111K0.0%+124.4%0.000%
11/16/2022Verus Capital Partners LLC13,480$402K0.1%+270.4%0.000%
11/16/2022Saba Capital Management L.P.580,193$17.29M0.2%+222.5%0.000%
11/15/2022Commonwealth Equity Services LLC69,529$2.07M0.0%+8.0%0.000%
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11/14/2022Guggenheim Capital LLC26,674$795K0.0%-45.1%0.000%
11/14/2022Thomas J. Herzfeld Advisors Inc.133,067$3.97M1.7%+0.8%0.000%
11/14/2022HBK Sorce Advisory LLC215,000$215K0.0%N/A0.000%
11/10/2022Cornerstone Advisors LLC293,045$8.73M0.4%+28.7%0.000%
11/10/2022Wolverine Asset Management LLC39,434$1.18M0.0%-27.1%0.000%
11/10/2022UBS Group AG108,223$3.23M0.0%-0.4%0.000%
11/9/2022McGowan Group Asset Management Inc.373,618$11.13M1.9%-1.6%0.000%
11/8/2022Advisors Asset Management Inc.93,438$2.78M0.1%+15.5%0.000%
11/8/2022Edgemoor Investment Advisors Inc.34,125$1.02M0.1%+8.3%0.000%
11/8/2022IFP Advisors Inc16,377$229K0.0%+24.6%0.000%
(Data available from 1/1/2016 forward)

CEM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CEM shares?

During the previous two years, 59 institutional investors and hedge funds held shares of ClearBridge MLP and Midstream Fund. The most heavily invested institutionals were Saba Capital Management L.P. ($59.19M), Penserra Capital Management LLC ($10.88M), Cornerstone Advisors LLC ($8.73M), Advisor Group Holdings Inc. ($8.46M), Advisors Asset Management Inc. ($6.97M), Aristides Capital LLC ($6.26M), and Raymond James Financial Services Advisors Inc. ($5.79M).Learn more on CEM's institutional investors.

Which institutional investors have been buying ClearBridge MLP and Midstream Fund stock?

Of the 49 institutional investors that purchased ClearBridge MLP and Midstream Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Saba Capital Management L.P. ($648.89K), Penserra Capital Management LLC ($313.89K), HBK Sorce Advisory LLC ($215K), Sit Investment Associates Inc. ($133.13K), Advisors Asset Management Inc. ($126.13K), Wolverine Asset Management LLC ($86.35K), and Thomas J. Herzfeld Advisors Inc. ($79.48K).

How much institutional buying is happening at ClearBridge MLP and Midstream Fund?

Institutional investors have bought a total of 2,190,350 shares in the last 24 months. This purchase volume represents approximately $71.35M in transactions.

Which ClearBridge MLP and Midstream Fund major shareholders have been selling company stock?

Of the 27 institutional investors that sold ClearBridge MLP and Midstream Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sit Investment Associates Inc. ($240.94K), McGowan Group Asset Management Inc. ($116.44K), Wolverine Asset Management LLC ($114.43K), Kayne Anderson Capital Advisors LP ($50.10K), Terril Brothers Inc. ($39.05K), Quantedge Capital Pte Ltd ($32.25K), and Commonwealth Equity Services LLC ($23.90K).

How much institutional selling is happening at ClearBridge MLP and Midstream Fund?

Institutional investors have sold a total of 761,858 shares in the last 24 months. This volume of shares sold represents approximately $24.42M in transactions.


This page (NYSE:CEM) was last updated on 5/1/2024 by MarketBeat.com Staff

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