First Trust Income Opportunities ETF (FCEF) Institutional Ownership

$20.88
+0.13 (+0.63%)
(As of 05/15/2024 ET)

Institutional Ownership Changes (13F Filings) for First Trust Income Opportunities ETF (NASDAQ:FCEF)

Number of
Institutional Buyers
(last 12 months)
10
Total
Institutional Inflows
(last 12 months)
$5.36M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$357.40K
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FCEF Institutional Buying and Selling by Quarter

First Trust Income Opportunities ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/1/2024 Concourse Financial Group Securities Inc.7,258$150K0.0%+11.5%0.468%
4/25/2024 Capital Investment Advisory Services LLC410,924$8.51M0.9%+7.8%26.511%
2/2/2024 Atria Wealth Solutions Inc.10,511$208K0.0%-32.0%0.720%
2/1/2024 Capital Investment Advisory Services LLC381,321$7.54M0.7%+8.5%26.118%
1/30/2024 Aurora Private Wealth Inc.10,161$201K0.2%N/A0.726%
1/16/2024 Raymond James Financial Services Advisors Inc.19,136$379K0.0%N/A1.367%
1/16/2024 Raymond James & Associates98,577$1.95M0.0%-3.0%7.041%
11/13/2023Kestra Advisory Services LLC131,796$2.46M0.0%N/A9.027%
11/8/2023 Atria Wealth Solutions Inc.15,462$288K0.0%+40.2%1.059%
11/2/2023 Capital Investment Advisory Services LLC351,484$6.55M0.6%-2.6%24.074%
10/30/2023Freedom Wealth Alliance LLC11,567$216K0.4%+10.7%0.792%
10/24/2023 Raymond James & Associates101,585$1.89M0.0%+7.6%6.958%
10/23/2023Commonwealth Equity Services LLC14,289$266K0.0%-9.0%0.979%
8/3/2023 Atria Wealth Solutions Inc.11,032$213K0.0%N/A0.811%
8/3/2023 Larson Financial Group LLC2,600$50K0.0%N/A0.191%
7/31/2023 LPL Financial LLC76,818$1.49M0.0%+2.3%5.648%
7/28/2023 Capital Investment Advisory Services LLC360,806$6.98M0.7%+2.4%26.530%
7/25/2023 Raymond James & Associates94,412$1.83M0.0%+12.2%6.942%
7/18/2023Freedom Wealth Alliance LLC10,446$204K0.3%N/A0.746%
4/21/2023 Capital Investment Advisory Services LLC352,225$6.81M0.8%+7.0%25.899%
4/18/2023IFP Advisors Inc4,863$106K0.0%-46.3%0.358%
4/17/2023 GPS Wealth Strategies Group LLC2,365$46K0.0%N/A0.174%
4/14/2023 Raymond James & Associates84,154$1.63M0.0%-3.6%6.188%
2/15/2023Freedom Wealth Alliance LLC8,165$158K0.2%N/A0.600%
2/8/2023 Raymond James & Associates87,290$1.69M0.0%+184.5%6.418%
2/8/2023 Cambridge Investment Research Advisors Inc.13,939$269K0.0%+9.9%1.025%
2/7/2023Commonwealth Equity Services LLC11,047$213K0.0%-13.7%0.812%
2/7/2023 LPL Financial LLC76,561$1.48M0.0%-10.8%5.629%
2/7/2023IFP Advisors Inc9,062$198K0.0%-27.7%0.666%
2/7/2023 Envestnet Asset Management Inc.10,521$203K0.0%N/A0.774%
2/3/2023 Capital Investment Advisory Services LLC329,132$6.36M0.8%+4.6%24.201%
10/26/2022 Capital Investment Advisory Services LLC314,754$5.82M0.8%+4.4%24.212%
10/25/2022 Raymond James & Associates30,677$567K0.0%+8.1%2.360%
10/17/2022 Cambridge Investment Research Advisors Inc.12,681$234K0.0%+8.2%0.975%
10/17/2022 GPS Wealth Strategies Group LLC3,675$68K0.0%-25.0%0.283%
8/23/2022 WCG Wealth Advisors LLC12,432$246K0.0%N/A0.888%
8/11/2022 Magnus Financial Group LLC12,531$247K0.0%-12.2%0.895%
8/3/2022 Sterling Manor Financial LLC29,557$584K0.7%-62.4%2.111%
7/22/2022 Capital Investment Advisory Services LLC301,590$5.96M0.7%+4.3%21.542%
7/19/2022 GPS Wealth Strategies Group LLC4,898$97K0.0%-13.4%0.350%
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5/9/2022 Concourse Financial Group Securities Inc.2,300$54K0.0%-22.6%0.158%
5/9/2022 Herold Advisors Inc.2,600$61K0.0%N/A0.179%
5/9/2022Regal Investment Advisors LLC12,866$303K0.0%N/A0.884%
5/4/2022Prospera Financial Services Inc2,809$66K0.0%N/A0.193%
5/4/2022Commonwealth Equity Services LLC12,218$287K0.0%+11.1%0.840%
5/3/2022 Capital Investment Advisory Services LLC289,148$6.81M0.7%+8.3%19.873%
4/21/2022 Sterling Manor Financial LLC78,538$1.85M1.5%+0.9%5.398%
4/20/2022 GPS Wealth Strategies Group LLC5,658$133K0.0%-21.8%0.389%
2/14/2022 LPL Financial LLC166,358$4.27M0.0%+3.2%10.698%
2/8/2022 Raymond James Financial Services Advisors Inc.11,716$300K0.0%-31.5%0.730%
2/8/2022 BlackDiamond Wealth Management Inc.8,921$229K0.3%N/A0.556%
2/8/2022 Raymond James & Associates80,749$2.07M0.0%+4.1%5.031%
2/4/2022 Envestnet Asset Management Inc.8,495$218K0.0%N/A0.529%
2/3/2022 Cambridge Investment Research Advisors Inc.14,760$378K0.0%+5.9%0.920%
2/3/2022 Advisor Group Holdings Inc.5,578$143K0.0%-34.6%0.348%
2/1/2022 Capital Investment Advisory Services LLC266,968$6.84M0.8%+3.1%16.634%
1/31/2022Commonwealth Equity Services LLC10,999$281K0.0%+25.5%0.685%
1/21/2022 Sterling Manor Financial LLC77,819$2.00M1.6%-1.0%5.004%
11/16/2021 LPL Financial LLC161,209$3.99M0.0%+55.5%10.712%
11/10/2021 HAP Trading LLC14,019$347K0.0%N/A0.931%
11/5/2021 Advisor Group Holdings Inc.8,534$211K0.0%-9.2%0.567%
11/3/2021 Herold Advisors Inc.1,100$27K0.0%N/A0.073%
11/2/2021 Raymond James & Associates77,535$1.92M0.0%-1.1%5.152%
11/2/2021 Cambridge Investment Research Advisors Inc.13,938$345K0.0%+39.7%0.926%
10/29/2021Commonwealth Equity Services LLC8,767$216K0.0%N/A0.583%
10/28/2021 Capital Investment Advisory Services LLC259,033$6.41M0.8%+2.6%17.211%
10/12/2021 Koshinski Asset Management Inc.1,800$45K0.0%N/A0.120%
8/16/2021Royal Bank of Canada14,723$375K0.0%+26.8%1.012%
8/13/2021 LPL Financial LLC103,701$2.64M0.0%+3.4%7.127%
8/11/2021Susquehanna International Group LLP29,328$747K0.0%+145.4%2.016%
8/10/2021 Cambridge Investment Research Advisors Inc.9,976$254K0.0%N/A0.686%
8/2/2021 Advisor Group Holdings Inc.9,401$239K0.0%+16.0%0.646%
7/31/2021 Sterling Manor Financial LLC78,848$2.01M1.6%-20.0%5.419%
7/31/2021IFP Advisors Inc9,588$244K0.0%-5.3%0.659%
7/27/2021 Capital Investment Advisory Services LLC252,378$6.43M0.8%+9.3%17.346%
5/18/2021Citadel Advisors LLC43,097$1.03M0.0%+1.4%3.181%
5/12/2021 UBS Group AG40,175$958K0.0%-42.5%2.965%
5/11/2021 First Horizon Advisors Inc.1,185$28K0.0%N/A0.087%
5/5/2021 Capital Investment Advisory Services LLC230,846$5.51M0.8%+8.7%16.430%
4/30/2021IFP Advisors Inc10,122$241K0.0%+11.7%0.720%
4/20/2021 Sterling Manor Financial LLC98,501$2.35M2.1%-0.4%7.011%
4/15/2021 GPS Wealth Strategies Group LLC7,438$177K0.1%N/A0.529%
3/26/2021Susquehanna International Group LLP10,843$244K0.0%N/A0.800%
2/12/2021 Raymond James Financial Services Advisors Inc.18,803$424K0.0%-26.2%1.338%
2/12/2021 LPL Financial LLC125,031$2.82M0.0%-9.7%8.899%
2/2/2021 Proequities Inc.2,970$67K0.0%-76.7%0.211%
2/1/2021 Sterling Manor Financial LLC98,919$2.23M2.1%N/A7.040%
1/25/2021IFP Advisors Inc9,058$203K0.0%-11.5%0.645%
1/25/2021 Capital Investment Advisory Services LLC212,391$4.79M0.7%+6.3%15.117%
11/9/2020 LPL Financial LLC138,518$2.72M0.0%-6.3%8.124%
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11/5/2020 Magnus Financial Group LLC13,233$260K0.0%-5.8%0.776%
11/4/2020Prospera Financial Services Inc2,809$55K0.0%N/A0.165%
11/4/2020 Raymond James Financial Services Advisors Inc.25,482$501K0.0%-8.1%1.495%
11/3/2020 Sigma Planning Corp10,323$203K0.0%N/A0.605%
10/22/2020 LexAurum Advisors LLC27,586$542K0.2%+7.6%1.667%
10/19/2020 Capital Investment Advisory Services LLC199,796$3.93M0.7%+13.3%12.448%
8/14/2020 Advisor Group Holdings Inc.156,006$2.94M0.0%+922.9%9.426%
8/11/2020 Magnus Financial Group LLC14,055$265K0.0%+6.1%0.849%
8/10/2020 HAP Trading LLC26,858$505K0.0%-47.3%1.623%
8/5/2020IFP Advisors Inc10,564$197K0.0%+6.0%0.638%
(Data available from 1/1/2016 forward)

FCEF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FCEF shares?

During the previous two years, 18 institutional investors and hedge funds held shares of First Trust Income Opportunities ETF. The most heavily invested institutionals were Capital Investment Advisory Services LLC ($8.51M), Kestra Advisory Services LLC ($2.46M), Raymond James & Associates ($1.95M), LPL Financial LLC ($1.49M), Sterling Manor Financial LLC ($584K), Raymond James Financial Services Advisors Inc. ($379K), and Cambridge Investment Research Advisors Inc. ($269K).Learn more on FCEF's institutional investors.

Which institutional investors have been buying First Trust Income Opportunities ETF stock?

Of the 14 institutional investors that purchased First Trust Income Opportunities ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kestra Advisory Services LLC ($131.80K), Capital Investment Advisory Services LLC ($131.10K), Raymond James & Associates ($76.35K), Freedom Wealth Alliance LLC ($19.73K), Raymond James Financial Services Advisors Inc. ($19.14K), Atria Wealth Solutions Inc. ($15.46K), and WCG Wealth Advisors LLC ($12.43K).

How much institutional buying is happening at First Trust Income Opportunities ETF?

Institutional investors have bought a total of 436,377 shares in the last 24 months. This purchase volume represents approximately $11.44M in transactions.

Which First Trust Income Opportunities ETF major shareholders have been selling company stock?

Of the 9 institutional investors that sold First Trust Income Opportunities ETF stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sterling Manor Financial LLC ($48.98K), Capital Investment Advisory Services LLC ($9.32K), LPL Financial LLC ($9.32K), IFP Advisors Inc ($7.68K), Raymond James & Associates ($6.14K), Atria Wealth Solutions Inc. ($4.95K), and Commonwealth Equity Services LLC ($3.16K).

How much institutional selling is happening at First Trust Income Opportunities ETF?

Institutional investors have sold a total of 93,274 shares in the last 24 months. This volume of shares sold represents approximately $3.28M in transactions.


This page (NASDAQ:FCEF) was last updated on 5/16/2024 by MarketBeat.com Staff

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