Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

$40.07
+0.10 (+0.25%)
(As of 05/7/2024 ET)

Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
130
Total
Institutional Inflows
(last 12 months)
$176.77M
Number of
Institutional Sellers
(last 12 months)
82
Total
Institutional Outflows
(last 12 months)
$58.35M
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NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2024Neumann Capital Management LLC21,664$901K0.3%+4.1%0.076%
5/7/2024White Lighthouse Investment Management Inc.12,227$509K0.1%-2.7%0.043%
5/7/2024SilverOak Wealth Management LLC44,487$1.85M0.5%+0.8%0.157%
5/7/2024Oppenheimer Asset Management Inc.18,540$771K0.0%-16.5%0.065%
5/6/2024 Envestnet Portfolio Solutions Inc.38,813$1.61M0.0%-1.0%0.137%
5/4/2024 Financial Connections Group Inc.15,565$648K0.7%-5.1%0.055%
5/4/2024 Evolution Advisers Inc.14,215$592K0.3%-5.6%0.050%
5/4/2024 Silver Oak Advisory Group Inc.16,640$693K0.4%+39.4%0.059%
5/3/2024 Larson Financial Group LLC8,217$342K0.0%+19.3%0.029%
5/3/2024 Whittier Trust Co. of Nevada Inc.39,911$1.66M0.0%+27.5%0.141%
5/3/2024 Whittier Trust Co.70,768$2.94M0.0%-3.7%0.249%
5/1/2024 Resonant Capital Advisors LLC9,100$378K0.0%+7.7%0.032%
5/1/2024 Mission Wealth Management LP777,060$32.32M0.9%-2.9%2.736%
4/30/2024 Private Advisor Group LLC20,950$871K0.0%-6.7%0.074%
4/30/2024Concord Wealth Partners599$25K0.0%N/A0.002%
4/30/2024 Perigon Wealth Management LLC9,107$379K0.0%-10.4%0.032%
4/29/2024Commonwealth Equity Services LLC145,666$6.06M0.0%+4.0%0.513%
4/29/2024 RWA Wealth Partners LLC58,647$2.44M0.0%+0.7%0.207%
4/29/2024 Brio Consultants LLC33,615$1.40M0.2%-1.0%0.118%
4/26/2024 UMB Bank n.a.26,467$1.10M0.0%-3.9%0.093%
4/26/2024 Quantum Financial Advisors LLC7,904$329K0.1%-12.2%0.028%
4/26/2024 Carr Financial Group Corp10,000$416K0.1%N/A0.035%
4/25/2024 Klaas Financial Asset Advisors LLC36,346$1.51M0.3%+4.2%0.128%
4/25/2024 Cambridge Investment Research Advisors Inc.118,982$4.95M0.0%-13.3%0.419%
4/24/2024 First Pacific Financial165,277$6.87M1.9%+4.0%0.582%
4/24/2024 Capasso Planning Partners LLC11,594$482K0.2%-22.8%0.041%
4/23/2024 BSW Wealth Partners115,466$4.80M0.8%-1.2%0.407%
4/23/2024 Raymond James Financial Services Advisors Inc.66,277$2.76M0.0%+1.6%0.233%
4/22/2024 PFG Investments LLC48,441$2.02M0.1%+6.4%0.171%
4/22/2024 Laurel Wealth Planning LLC23,530$979K0.7%-11.3%0.083%
4/19/2024 RTD Financial Advisors Inc.15,241$634K0.1%+7.2%0.054%
4/18/2024 Arlington Financial Advisors LLC48,372$2.01M0.4%+1.7%0.170%
4/16/2024 DeDora Capital Inc.74,948$3.12M1.0%+11.4%0.264%
4/16/2024 Colorado Capital Management Inc.141,046$5.87M3.4%-1.1%0.497%
4/16/2024 Wealth Enhancement Advisory Services LLC101,332$4.21M0.0%-3.0%0.357%
4/15/2024 Sandbox Financial Partners LLC14,918$620K0.3%-24.0%0.053%
4/15/2024 S.A. Mason LLC1,835$76K0.0%-28.6%0.006%
4/15/2024 Revolve Wealth Partners LLC19,717$820K0.1%+23.1%0.069%
4/12/2024 Dynamic Advisor Solutions LLC117,373$4.88M0.2%+4.2%0.413%
4/12/2024 Capital Advisors Wealth Management LLC5,067$211K0.0%N/A0.018%
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4/12/2024 Global Assets Advisory LLC11,272$469K0.0%N/A0.040%
4/11/2024 Pioneer Wealth Management Group24,515$1.02M0.6%-4.4%0.086%
4/10/2024 LexAurum Advisors LLC7,592$316K0.1%+11.5%0.027%
4/10/2024 Abacus Wealth Partners LLC1,184,317$49.26M8.3%+0.7%4.222%
4/9/2024 Mather Group LLC.919$36K0.0%N/A0.003%
4/2/2024 Stonehearth Capital Management LLC60,347$2.51M1.1%+0.8%0.215%
4/1/2024 IMPACTfolio LLC51,916$2.16M1.3%-82.2%0.185%
3/22/2024PNC Financial Services Group Inc.2,254$88K0.0%-17.0%0.008%
3/6/2024SageView Advisory Group LLC89,937$3.48M0.1%+10.2%0.321%
2/28/2024EP Wealth Advisors LLC7,880$308K0.0%N/A0.028%
2/21/2024Adroit Compliance LLC34,877$1.36M0.4%N/A0.124%
2/16/2024Clarity Asset Management Inc.2,225$87K0.1%N/A0.008%
2/14/2024Wescott Financial Advisory Group LLC37,399$1.46M0.2%+2.6%0.133%
2/13/2024Jones Financial Companies Lllp26,374$1.03M0.0%-6.4%0.094%
2/12/2024Tradition Wealth Management LLC14,619$572K0.1%+5.7%0.052%
2/12/2024Dodds Wealth LLC12,104$473K0.2%N/A0.043%
2/12/2024Stifel Financial Corp130,079$5.09M0.0%+2.0%0.464%
2/12/2024Palisades Hudson Asset Management L.P.36,736$1.44M0.7%+4.3%0.131%
2/9/2024Orion Portfolio Solutions LLC27,424$1.06M0.0%+6.4%0.098%
2/9/2024SageView Advisory Group LLC89,937$3.48M0.1%+10.2%0.321%
2/9/2024 Cambridge Investment Research Advisors Inc.137,209$5.37M0.0%-7.4%0.489%
2/9/2024Assetmark Inc.7,529$294K0.0%+6.6%0.027%
2/9/2024Milestone Investment Advisors LLC2,241$88K0.0%-38.2%0.008%
2/9/2024Corient Private Wealth LLC57,797$2.26M0.0%+1.4%0.206%
2/9/2024D.A. Davidson & CO.10,603$415K0.0%-13.9%0.038%
2/9/2024Wells Fargo & Company MN294,369$11.51M0.0%-5.0%1.049%
2/9/2024UBS Group AG452,169$17.68M0.0%-7.6%1.612%
2/9/2024 Laurel Wealth Planning LLC26,513$1.04M0.7%-21.3%0.095%
2/8/2024Level Four Advisory Services LLC16,782$656K0.0%-33.2%0.060%
2/8/2024Beacon Pointe Advisors LLC47,283$1.85M0.0%+148.7%0.169%
2/8/2024Savvy Advisors Inc.6,532$255K0.2%N/A0.023%
2/8/2024 Klaas Financial Asset Advisors LLC34,877$1.36M0.3%-17.9%0.124%
2/8/2024US Financial Advisors LLC22,373$875K0.3%+6.6%0.080%
2/8/2024 Pacific Sun Financial Corp15,146$592K0.4%-11.4%0.054%
2/8/2024 First United Bank & Trust7,430$291K0.1%+6.1%0.026%
2/7/2024 Envestnet Portfolio Solutions Inc.39,202$1.53M0.0%-3.8%0.140%
2/7/2024Collaborative Wealth Managment Inc.6,439$252K0.1%-5.9%0.023%
2/7/2024VisionPoint Advisory Group LLC1,452$57K0.0%N/A0.005%
2/7/2024Principal Securities Inc.721$28K0.0%N/A0.003%
2/7/2024 Abacus Wealth Partners LLC1,175,616$45.97M7.8%+3.9%4.191%
2/7/2024Neumann Capital Management LLC20,804$813K0.3%+4.5%0.074%
2/6/2024 Private Advisor Group LLC22,452$878K0.0%-5.8%0.080%
2/6/2024 Wealthcare Advisory Partners LLC5,244$205K0.0%N/A0.019%
2/6/2024Vestmark Advisory Solutions Inc.15,801$618K0.0%-2.2%0.056%
2/6/2024 Merit Financial Group LLC15,570$609K0.0%+2.7%0.056%
2/6/2024 Great Valley Advisor Group Inc.5,458$214K0.0%N/A0.019%
2/6/2024 New York Life Investment Management LLC6,331$248K0.0%-29.6%0.023%
2/5/2024 Savant Capital LLC23,174$906K0.0%-22.0%0.083%
2/5/2024 Mission Wealth Management LP799,955$31.28M1.0%-2.3%2.852%
2/5/2024First Ascent Asset Management LLC83,266$3.26M0.4%+27.7%0.297%
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2/5/2024 Brio Consultants LLC33,958$1.33M0.2%+11.9%0.121%
2/2/2024 IAG Wealth Partners LLC2,198$86K0.0%-10.8%0.008%
2/2/2024 Silver Oak Advisory Group Inc.11,941$467K0.3%+46.0%0.043%
2/1/2024 RWA Wealth Partners LLC58,243$2.28M0.0%N/A0.208%
2/1/2024 Sage Advisory Services Ltd.Co.7,049$276K0.1%+5.0%0.025%
2/1/2024 CWM LLC20,806$814K0.0%+10.5%0.074%
2/1/2024 Vicus Capital38,202$1.49M0.2%-17.1%0.136%
2/1/2024 Cable Hill Partners LLC99,572$3.80M0.5%+19.2%0.355%
1/31/2024 Castle Wealth Management LLC5,248$205K0.1%N/A0.019%
1/31/2024 Litman Gregory Wealth Management LLC5,273$206K0.0%N/A0.019%
(Data available from 1/1/2016 forward)

NUSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUSC shares?

During the previous two years, 219 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($162.48M), TIAA FSB ($83.97M), TIAA Trust National Association ($61.60M), Abacus Wealth Partners LLC ($49.26M), Mission Wealth Management LP ($32.32M), Royal Bank of Canada ($29.24M), and LPL Financial LLC ($18.62M).Learn more on NUSC's institutional investors.

Which institutional investors have been buying Nuveen ESG Small-Cap ETF stock?

Of the 195 institutional investors that purchased Nuveen ESG Small-Cap ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: TIAA Trust National Association ($1.89M), Bank of America Corp DE ($1.28M), Abacus Wealth Partners LLC ($1.18M), Mission Wealth Management LP ($274.96K), Envestnet Asset Management Inc. ($206.96K), IMPACTfolio LLC ($185.32K), and LPL Financial LLC ($183.69K).

How much institutional buying is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have bought a total of 8,678,795 shares in the last 24 months. This purchase volume represents approximately $310.60M in transactions.

Which Nuveen ESG Small-Cap ETF major shareholders have been selling company stock?

Of the 108 institutional investors that sold Nuveen ESG Small-Cap ETF stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Compass Ion Advisors LLC ($635.69K), Bank of America Corp DE ($598.85K), IMPACTfolio LLC ($336.04K), TIAA Trust National Association ($311.99K), Sowell Financial Services LLC ($203.92K), Cambridge Investment Research Advisors Inc. ($125.77K), and UBS Group AG ($111.59K).

How much institutional selling is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have sold a total of 3,366,767 shares in the last 24 months. This volume of shares sold represents approximately $119.75M in transactions.


This page (BATS:NUSC) was last updated on 5/8/2024 by MarketBeat.com Staff

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