Wellington Shields Capital Management, LLC Top Holdings and 13F Report (2023)

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About Wellington Shields Capital Management, LLC

Investment Activity

Wellington Shields Capital Management, LLC has $530.36 million in total holdings as of September 30, 2023.
Wellington Shields Capital Management, LLC owns shares of 304 different stocks, but just 75 companies or ETFs make up 80% of its holdings.
Approximately 5.21% of the portfolio was purchased this quarter.
About 65.90% of the portfolio was sold this quarter.
This quarter, Wellington Shields Capital Management, LLC has purchased 300 new stocks and bought additional shares in 72 stocks.
Wellington Shields Capital Management, LLC sold shares of 100 stocks and completely divested from 16 stocks this quarter.

Largest Holdings

Microsoft: $46,197,198
Apple: $23,937,404
Alphabet: $21,013,098
Blackstone: $17,996,550
Amazon.com: $16,557,261

Largest New Holdings this Quarter

Trimble: $875,296 Holding
Financial Select Sector SPDR Fund: $814,863 Holding
Coherent: $791,091 Holding
iShares Russell 2000 ETF: $780,213 Holding
AES: $481,869 Holding

Largest Purchases this Quarter

iShares Semiconductor ETF: 26,790 shares (about $6.05M)
BlackRock: 2,840 shares (about $2.37M)
Boeing: 9,838 shares (about $1.90M)
Amazon.com: 8,395 shares (about $1.51M)
Walmart: 15,830 shares (about $952.49K)

Largest Sales this Quarter

Flowers Foods: 13,642,650 shares (about $324.01M)
QUALCOMM: 15,120 shares (about $2.56M)
Illumina: 9,850 shares (about $1.35M)
SPDR S&P 500 ETF Trust: 2,410 shares (about $1.26M)
GXO Logistics: 18,450 shares (about $991.87K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
MSFT Microsoft	$46,197,198	$39,548 ▼	-0.1%	109,805	8.7%	Computer and Technology
AAPL Apple	$23,937,404	$575,315 ▼	-2.3%	139,593	4.5%	Computer and Technology
GOOG Alphabet	$21,013,098	$71,105 ▲	0.3%	138,008	4.0%	Computer and Technology
BX Blackstone	$17,996,550	$384,521 ▼	-2.1%	136,991	3.4%	Finance
AMZN Amazon.com	$16,557,261	$1,514,290 ▲	10.1%	91,791	3.1%	Retail/Wholesale
MA Mastercard	$15,233,022	$462,307 ▼	-2.9%	31,632	2.9%	Business Services
GOOGL Alphabet	$14,776,802	$15,848 ▲	0.1%	97,905	2.8%	Computer and Technology
JPM JPMorgan Chase & Co.	$13,237,284	$434,052 ▼	-3.2%	66,087	2.5%	Finance
FLO Flowers Foods	$12,760,254	$324,012,849 ▼	-96.2%	537,274	2.4%	Consumer Staples
TMO Thermo Fisher Scientific	$10,572,791	$150,533 ▼	-1.4%	18,191	2.0%	Medical
AMD Advanced Micro Devices	$9,297,040	$18,049 ▼	-0.2%	51,510	1.8%	Computer and Technology
VOO Vanguard S&P 500 ETF	$9,107,351	$675,865 ▲	8.0%	18,946	1.7%	ETF
PANW Palo Alto Networks	$8,680,172	$342,377 ▲	4.1%	30,550	1.6%	Computer and Technology
SOXX iShares Semiconductor ETF	$8,376,501	$6,052,444 ▲	260.4%	37,077	1.6%	ETF
PXD Pioneer Natural Resources	$7,961,363	$50,138 ▲	0.6%	30,329	1.5%	Oils/Energy
EW Edwards Lifesciences	$7,608,678	$225,044 ▼	-2.9%	79,622	1.4%	Medical
AXP American Express	$7,229,134	$300,778 ▼	-4.0%	31,750	1.4%	Finance
XOM Exxon Mobil	$7,135,764	$305,480 ▼	-4.1%	61,388	1.3%	Oils/Energy
ACN Accenture	$6,401,887	$86,653 ▲	1.4%	18,470	1.2%	Business Services
LINDE PLC SHS	$5,810,965	$23,216 ▲	0.4%	12,515	1.1%	Stock
APO Apollo Global Management	$5,700,676	$392,115 ▲	7.4%	50,695	1.1%	Finance
BA Boeing	$4,929,764	$1,898,646 ▲	62.6%	25,544	0.9%	Aerospace
VDE Vanguard Energy ETF	$4,839,629	$941,533 ▲	24.2%	36,747	0.9%	ETF
PWR Quanta Services	$4,832,020	$16,887 ▲	0.4%	18,599	0.9%	Construction
LLY Eli Lilly and Company	$4,720,661	$440,325 ▼	-8.5%	6,068	0.9%	Medical
ITW Illinois Tool Works	$4,601,323		0.0%	17,148	0.9%	Industrial Products
JNJ Johnson & Johnson	$4,216,871	$474,886 ▼	-10.1%	26,657	0.8%	Medical
MCK McKesson	$4,059,123	$424,648 ▲	11.7%	7,561	0.8%	Medical
COF Capital One Financial	$3,842,540	$329,790 ▼	-7.9%	25,808	0.7%	Finance
HD Home Depot	$3,813,751	$15,344 ▲	0.4%	9,942	0.7%	Retail/Wholesale
ABBV AbbVie	$3,706,099	$127,470 ▼	-3.3%	20,352	0.7%	Medical
ZTS Zoetis	$3,628,201	$33,673 ▼	-0.9%	21,442	0.7%	Medical
XME SPDR S&P Metals & Mining ETF	$3,598,112	$335,217 ▲	10.3%	59,690	0.7%	ETF
CRM Salesforce	$3,555,129	$119,267 ▲	3.5%	11,804	0.7%	Computer and Technology
IBM International Business Machines	$3,479,100	$71,610 ▼	-2.0%	18,219	0.7%	Computer and Technology
NVDA NVIDIA	$3,447,116	$5,421 ▼	-0.2%	3,815	0.6%	Computer and Technology
KO Coca-Cola	$3,286,896	$12,236 ▲	0.4%	53,725	0.6%	Consumer Staples
SMH VanEck Semiconductor ETF	$3,251,598	$42,974 ▲	1.3%	14,452	0.6%	Manufacturing
CG The Carlyle Group	$3,243,666	$247,355 ▼	-7.1%	69,147	0.6%	Finance
V Visa	$3,209,978	$20,094 ▲	0.6%	11,502	0.6%	Business Services
ARCC Ares Capital	$3,155,434	$114,676 ▲	3.8%	151,558	0.6%	Finance
SNA Snap-on	$3,018,482		0.0%	10,190	0.6%	Consumer Discretionary
AVGO Broadcom	$3,011,981		0.0%	2,272	0.6%	Computer and Technology
TFC Truist Financial	$2,997,892	$119,981 ▼	-3.8%	76,908	0.6%	Finance
BLK BlackRock	$2,852,921	$2,367,708 ▲	488.0%	3,422	0.5%	Finance
GTLS Chart Industries	$2,849,656	$343,441 ▲	13.7%	17,300	0.5%	Industrial Products
PG Procter & Gamble	$2,848,137	$6,490 ▼	-0.2%	17,554	0.5%	Consumer Staples
XLE Energy Select Sector SPDR Fund	$2,844,053	$458,368 ▲	19.2%	30,124	0.5%	ETF
WPC W. P. Carey	$2,607,397	$60,165 ▼	-2.3%	46,198	0.5%	Finance
RTX RTX	$2,573,418	$84,461 ▼	-3.2%	26,386	0.5%	Aerospace
FBIN Fortune Brands Innovations	$2,413,095		0.0%	28,500	0.5%	Retail/Wholesale
XOP SPDR S&P Oil & Gas Exploration & Production ETF	$2,409,162		0.0%	15,550	0.5%	ETF
UNP Union Pacific	$2,346,065	$330,023 ▼	-12.3%	9,540	0.4%	Transportation
C Citigroup	$2,253,455	$129,454 ▲	6.1%	35,633	0.4%	Finance
ADBE Adobe	$2,150,101	$360,789 ▼	-14.4%	4,261	0.4%	Computer and Technology
LHX L3Harris Technologies	$2,142,138	$411,081 ▲	23.7%	10,052	0.4%	Aerospace
ABT Abbott Laboratories	$2,126,465	$62,513 ▼	-2.9%	18,709	0.4%	Medical
HON Honeywell International	$2,019,865	$61,575 ▼	-3.0%	9,841	0.4%	Multi-Sector Conglomerates
ETN Eaton	$1,960,504	$7,817 ▲	0.4%	6,270	0.4%	Industrial Products
SHEL Shell	$1,865,388		0.0%	27,825	0.4%	Oils/Energy
DE Deere & Company	$1,792,880	$287,518 ▼	-13.8%	4,365	0.3%	Industrial Products
BAC Bank of America	$1,782,995	$61,241 ▼	-3.3%	47,020	0.3%	Finance
EWZ iShares MSCI Brazil ETF	$1,776,616		0.0%	54,800	0.3%	ETF
XLC Communication Services Select Sector SPDR Fund	$1,768,724	$80,189 ▲	4.7%	21,660	0.3%	ETF
CEG Constellation Energy	$1,670,489	$427,558 ▼	-20.4%	9,037	0.3%	Oils/Energy
YUM Yum! Brands	$1,665,464	$169,292 ▼	-9.2%	12,012	0.3%	Retail/Wholesale
CVX Chevron	$1,656,599	$193,549 ▼	-10.5%	10,502	0.3%	Oils/Energy
GLD SPDR Gold Shares	$1,639,794	$88,460 ▼	-5.1%	7,971	0.3%	Finance
SPG Simon Property Group	$1,634,538	$125,192 ▼	-7.1%	10,445	0.3%	Finance
URA Global X Uranium ETF	$1,631,778	$511,733 ▲	45.7%	56,600	0.3%	ETF
CVS CVS Health	$1,631,238	$25,443 ▼	-1.5%	20,452	0.3%	Retail/Wholesale
ROP Roper Technologies	$1,604,002		0.0%	2,860	0.3%	Computer and Technology
CFG Citizens Financial Group	$1,596,760		0.0%	44,000	0.3%	Finance
COST Costco Wholesale	$1,576,620	$1,465 ▲	0.1%	2,152	0.3%	Retail/Wholesale
ET Energy Transfer	$1,569,760	$125,840 ▲	8.7%	99,794	0.3%	Oils/Energy
ILMN Illumina	$1,524,801	$1,352,602 ▼	-47.0%	11,104	0.3%	Medical
BDX Becton, Dickinson and Company	$1,524,292		0.0%	6,160	0.3%	Medical
MRK Merck & Co., Inc.	$1,500,403	$13,195 ▲	0.9%	11,371	0.3%	Medical
PBR.A PETROLEO BRASIL/S	$1,490,000		0.0%	100,000	0.3%	Oils/Energy
VZ Verizon Communications	$1,486,543	$459,247 ▼	-23.6%	35,428	0.3%	Computer and Technology
PM Philip Morris International	$1,471,417	$91,620 ▼	-5.9%	16,060	0.3%	Consumer Staples
EFX Equifax	$1,454,774	$200,640 ▼	-12.1%	5,438	0.3%	Business Services
LMT Lockheed Martin	$1,453,310		0.0%	3,195	0.3%	Aerospace
UNH UnitedHealth Group	$1,435,619		0.0%	2,902	0.3%	Medical
WMT Walmart	$1,424,224	$952,491 ▲	201.9%	23,670	0.3%	Retail/Wholesale
GE General Electric	$1,422,144	$17,377 ▼	-1.2%	8,102	0.3%	Transportation
ASML ASML	$1,382,920		0.0%	1,425	0.3%	Computer and Technology
HELE Helen of Troy	$1,359,832		0.0%	11,800	0.3%	Consumer Staples
SCL Stepan	$1,305,580		0.0%	14,500	0.2%	Basic Materials
BRK.A Berkshire Hathaway	$1,268,880		0.0%	2	0.2%	Finance
ONON ON	$1,263,066	$419,430 ▼	-24.9%	35,700	0.2%	Consumer Discretionary
SLV iShares Silver Trust	$1,260,350	$295,750 ▼	-19.0%	55,400	0.2%	ETF
SHOP Shopify	$1,257,871	$270,095 ▼	-17.7%	16,300	0.2%	Computer and Technology
JEF Jefferies Financial Group	$1,234,800		0.0%	28,000	0.2%	Finance
CTAS Cintas	$1,216,043		0.0%	1,770	0.2%	Industrial Products
PEP PepsiCo	$1,158,566	$15,751 ▼	-1.3%	6,620	0.2%	Consumer Staples
SPY SPDR S&P 500 ETF Trust	$1,140,242	$1,260,543 ▼	-52.5%	2,180	0.2%	Finance
GXO GXO Logistics	$1,123,584	$991,872 ▼	-46.9%	20,900	0.2%	Transportation
CHENIERE ENERGY INC COM NEW	$1,104,768		0.0%	6,850	0.2%	Stock
MCD McDonald's	$1,100,460	$11,278 ▲	1.0%	3,903	0.2%	Retail/Wholesale

Showing largest 100 holdings. View all holdings.

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Wellington Shields Capital Management, LLC Top Holdings and 13F Report (2023)

About Wellington Shields Capital Management, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Wellington Shields Capital Management, LLC Top Holdings and 13F Report (2023)

About Wellington Shields Capital Management, LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofWellington Shields Capital Management, LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information