Wellington Shields & Co., LLC Top Holdings and 13F Report (2023)

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About Wellington Shields & Co., LLC

Investment Activity

Wellington Shields & Co., LLC has $298.60 million in total holdings as of September 30, 2023.
Wellington Shields & Co., LLC owns shares of 304 different stocks, but just 88 companies or ETFs make up 80% of its holdings.
Approximately 4.22% of the portfolio was purchased this quarter.
About 55.51% of the portfolio was sold this quarter.
This quarter, Wellington Shields & Co., LLC has purchased 295 new stocks and bought additional shares in 75 stocks.
Wellington Shields & Co., LLC sold shares of 92 stocks and completely divested from 9 stocks this quarter.

Largest Holdings

Microsoft: $28,381,092
Apple: $18,422,872
Eli Lilly and Company: $10,683,172
JPMorgan Chase & Co.: $9,680,839
Flowers Foods: $7,680,842

Largest New Holdings this Quarter

AES: $745,637 Holding
Trimble: $418,340 Holding
Coherent: $363,720 Holding
Griffon: $248,256 Holding
Kroger: $246,916 Holding

Largest Purchases this Quarter

Walmart: 21,527 shares (about $1.30M)
AES: 41,586 shares (about $745.64K)
NVIDIA: 778 shares (about $702.97K)
SPDR S&P 500 ETF Trust: 1,319 shares (about $689.93K)
McKesson: 882 shares (about $473.50K)

Largest Sales this Quarter

Flowers Foods: 6,527,001 shares (about $155.02M)
Microsoft: 2,060 shares (about $866.69K)
Fluor: 14,600 shares (about $617.29K)
Illumina: 3,169 shares (about $435.17K)
Cummins: 1,409 shares (about $415.16K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
MSFT Microsoft	$28,381,092	$866,688 ▼	-3.0%	67,458	9.5%	Computer and Technology
AAPL Apple	$18,422,872	$48,700 ▼	-0.3%	107,435	6.2%	Computer and Technology
LLY Eli Lilly and Company	$10,683,172	$93,357 ▲	0.9%	13,732	3.6%	Medical
JPM JPMorgan Chase & Co.	$9,680,839	$6,410 ▼	-0.1%	48,332	3.2%	Finance
FLO Flowers Foods	$7,680,842	$155,016,213 ▼	-95.3%	323,404	2.6%	Consumer Staples
NVDA NVIDIA	$6,196,623	$702,971 ▲	12.8%	6,858	2.1%	Computer and Technology
XOM Exxon Mobil	$6,170,325	$349 ▲	0.0%	53,083	2.1%	Oils/Energy
ABBV AbbVie	$5,388,399	$11,837 ▼	-0.2%	29,590	1.8%	Medical
GOOG Alphabet	$4,991,235	$14,769 ▲	0.3%	32,781	1.7%	Computer and Technology
IBM International Business Machines	$4,899,104	$75,621 ▼	-1.5%	25,655	1.6%	Computer and Technology
AMZN Amazon.com	$4,865,390	$33,010 ▲	0.7%	26,973	1.6%	Retail/Wholesale
BX Blackstone	$4,405,969	$110,218 ▼	-2.4%	33,539	1.5%	Finance
ILMN Illumina	$4,352,083	$435,167 ▼	-9.1%	31,693	1.5%	Medical
UNP Union Pacific	$4,300,824		0.0%	17,488	1.4%	Transportation
HON Honeywell International	$4,241,286		0.0%	20,664	1.4%	Multi-Sector Conglomerates
DIS Walt Disney	$3,933,507	$122,727 ▼	-3.0%	32,147	1.3%	Consumer Discretionary
V Visa	$3,661,530	$9,768 ▲	0.3%	13,120	1.2%	Business Services
CAT Caterpillar	$3,520,659		0.0%	9,608	1.2%	Industrial Products
MRK Merck & Co., Inc.	$3,452,604		0.0%	26,166	1.2%	Medical
ABT Abbott Laboratories	$3,108,604	$13,298 ▲	0.4%	27,350	1.0%	Medical
SPGI S&P Global	$2,978,150	$382,905 ▼	-11.4%	7,000	1.0%	Business Services
BRK.B Berkshire Hathaway	$2,851,546	$7,990 ▼	-0.3%	6,781	1.0%	Finance
CVS CVS Health	$2,542,544	$31,426 ▼	-1.2%	31,877	0.9%	Retail/Wholesale
JNJ Johnson & Johnson	$2,466,999	$3,955 ▼	-0.2%	15,595	0.8%	Medical
GOOGL Alphabet	$2,444,915	$59,617 ▲	2.5%	16,199	0.8%	Computer and Technology
KMI Kinder Morgan	$2,319,808	$27,510 ▼	-1.2%	126,489	0.8%	Oils/Energy
HD Home Depot	$2,135,012	$9,973 ▲	0.5%	5,566	0.7%	Retail/Wholesale
PXD Pioneer Natural Resources	$2,062,463	$15,488 ▲	0.8%	7,857	0.7%	Oils/Energy
PFE Pfizer	$2,055,902	$50,172 ▲	2.5%	74,087	0.7%	Medical
AVGO Broadcom	$2,002,695	$99,406 ▼	-4.7%	1,511	0.7%	Computer and Technology
CVX Chevron	$1,978,254	$18,929 ▼	-0.9%	12,541	0.7%	Oils/Energy
WMT Walmart	$1,942,539	$1,295,287 ▲	200.1%	32,284	0.7%	Retail/Wholesale
BMY Bristol-Myers Squibb	$1,910,674	$97,071 ▼	-4.8%	35,233	0.6%	Medical
WM Waste Management	$1,900,910	$63,733 ▼	-3.2%	8,918	0.6%	Business Services
BA Boeing	$1,880,495	$83,179 ▼	-4.2%	9,744	0.6%	Aerospace
EFX Equifax	$1,800,142	$133,760 ▼	-6.9%	6,729	0.6%	Business Services
SHOP Shopify	$1,751,219	$271,638 ▼	-13.4%	22,693	0.6%	Computer and Technology
C Citigroup	$1,718,294	$43,003 ▲	2.6%	27,171	0.6%	Finance
VZ Verizon Communications	$1,620,633	$9,609 ▲	0.6%	38,623	0.5%	Computer and Technology
AMGN Amgen	$1,539,166	$170,576 ▲	12.5%	5,414	0.5%	Medical
T AT&T	$1,528,456	$71,350 ▼	-4.5%	86,844	0.5%	Computer and Technology
GTLS Chart Industries	$1,517,071	$140,341 ▲	10.2%	9,210	0.5%	Industrial Products
TMO Thermo Fisher Scientific	$1,516,958	$14,530 ▲	1.0%	2,610	0.5%	Medical
BLDR Builders FirstSource	$1,503,646		0.0%	7,210	0.5%	Retail/Wholesale
CSCO Cisco Systems	$1,493,347	$54,102 ▲	3.8%	29,921	0.5%	Computer and Technology
WY Weyerhaeuser	$1,476,324	$24,383 ▼	-1.6%	41,112	0.5%	Construction
QQQ Invesco QQQ	$1,470,117	$357,872 ▲	32.2%	3,311	0.5%	Finance
PANW Palo Alto Networks	$1,439,971	$380,450 ▲	35.9%	5,068	0.5%	Computer and Technology
RTX RTX	$1,409,504	$4,877 ▲	0.3%	14,452	0.5%	Aerospace
OKE ONEOK	$1,398,566	$10,021 ▲	0.7%	17,445	0.5%	Oils/Energy
EPD Enterprise Products Partners	$1,396,817	$6,449 ▲	0.5%	47,869	0.5%	Oils/Energy
DVN Devon Energy	$1,343,670	$33,671 ▼	-2.4%	26,777	0.4%	Oils/Energy
SPY SPDR S&P 500 ETF Trust	$1,287,798	$689,929 ▲	115.4%	2,462	0.4%	Finance
APO Apollo Global Management	$1,244,934	$170,249 ▲	15.8%	11,071	0.4%	Finance
SO Southern	$1,239,948	$229,710 ▼	-15.6%	17,284	0.4%	Utilities
CFG Citizens Financial Group	$1,233,860		0.0%	34,000	0.4%	Finance
GE General Electric	$1,191,656	$58,802 ▲	5.2%	6,789	0.4%	Transportation
MDT Medtronic	$1,185,240	$69,720 ▲	6.3%	13,600	0.4%	Medical
SMCI Super Micro Computer	$1,171,635	$41,411 ▼	-3.4%	1,160	0.4%	Computer and Technology
AFL Aflac	$1,169,672	$515 ▲	0.0%	13,623	0.4%	Finance
BLK BlackRock	$1,137,167	$11,672 ▼	-1.0%	1,364	0.4%	Finance
KMX CarMax	$1,115,182	$6,011 ▲	0.5%	12,802	0.4%	Retail/Wholesale
CSX CSX	$1,112,100		0.0%	30,000	0.4%	Transportation
FLR Fluor	$1,107,736	$617,288 ▼	-35.8%	26,200	0.4%	Construction
GIS General Mills	$1,107,566	$770 ▲	0.1%	15,829	0.4%	Consumer Staples
QCOM QUALCOMM	$1,083,520	$238,882 ▼	-18.1%	6,400	0.4%	Computer and Technology
PEP PepsiCo	$1,061,436	$72,629 ▲	7.3%	6,065	0.4%	Consumer Staples
CMCSA Comcast	$1,052,235		0.0%	24,273	0.4%	Consumer Discretionary
LINDE PLC SHS	$1,034,179	$280,951 ▲	37.3%	2,227	0.3%	Stock
KO Coca-Cola	$1,032,413	$3,793 ▼	-0.4%	16,875	0.3%	Consumer Staples
LMT Lockheed Martin	$1,028,006		0.0%	2,260	0.3%	Aerospace
META Meta Platforms	$1,023,603	$190,347 ▼	-15.7%	2,108	0.3%	Computer and Technology
EHC Encompass Health	$1,018,211		0.0%	12,330	0.3%	Medical
PG Procter & Gamble	$1,000,718	$89,072 ▼	-8.2%	6,168	0.3%	Consumer Staples
FCX Freeport-McMoRan	$999,175	$38,321 ▼	-3.7%	21,250	0.3%	Basic Materials
GLW Corning	$970,862	$329,597 ▲	51.4%	29,456	0.3%	Computer and Technology
PRU Prudential Financial	$970,194	$35,924 ▲	3.8%	8,264	0.3%	Finance
KEY KeyCorp	$967,572		0.0%	61,200	0.3%	Finance
AXP American Express	$960,852	$22,769 ▼	-2.3%	4,220	0.3%	Finance
FSLR First Solar	$916,584	$157,997 ▲	20.8%	5,430	0.3%	Oils/Energy
NEE NextEra Energy	$906,499	$6,391 ▲	0.7%	14,184	0.3%	Utilities
GNRC Generac	$903,793	$69,377 ▲	8.3%	7,165	0.3%	Computer and Technology
MRNA Moderna	$892,547	$273,859 ▲	44.3%	8,376	0.3%	Medical
SPG Simon Property Group	$891,993		0.0%	5,700	0.3%	Finance
IRM Iron Mountain	$853,675		0.0%	10,643	0.3%	Finance
MMM 3M	$844,898	$53,038 ▲	6.7%	7,965	0.3%	Multi-Sector Conglomerates
INTC Intel	$831,034	$129,642 ▼	-13.5%	18,814	0.3%	Computer and Technology
JXN Jackson Financial	$820,864		0.0%	12,411	0.3%	Finance
NEM Newmont	$820,736	$46,592 ▲	6.0%	22,900	0.3%	Basic Materials
MCK McKesson	$819,233	$473,502 ▲	137.0%	1,526	0.3%	Medical
ENB Enbridge	$819,188		0.0%	22,642	0.3%	Oils/Energy
COST Costco Wholesale	$805,893	$219,789 ▲	37.5%	1,100	0.3%	Retail/Wholesale
WST West Pharmaceutical Services	$791,420		0.0%	2,000	0.3%	Medical
COP ConocoPhillips	$790,791		0.0%	6,213	0.3%	Oils/Energy
CMI Cummins	$785,537	$415,162 ▼	-34.6%	2,666	0.3%	Auto/Tires/Trucks
ET Energy Transfer	$779,060		0.0%	49,527	0.3%	Oils/Energy
FIS Fidelity National Information Services	$778,890		0.0%	10,500	0.3%	Business Services
PNC The PNC Financial Services Group	$763,827	$97,114 ▼	-11.3%	4,727	0.3%	Finance
DOW DOW	$746,949	$68,068 ▼	-8.4%	12,894	0.3%	Basic Materials
AES AES	$745,637	$745,637 ▲	New Holding	41,586	0.2%	Utilities

Showing largest 100 holdings. View all holdings.

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Wellington Shields & Co., LLC Top Holdings and 13F Report (2023)

About Wellington Shields & Co., LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Wellington Shields & Co., LLC Top Holdings and 13F Report (2023)

About Wellington Shields & Co., LLC

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofWellington Shields & Co., LLC

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information