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Warberg Asset Management LLC Top Holdings and 13F Report (2024)

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About Warberg Asset Management LLC

Investment Activity

  • Warberg Asset Management LLC has $696.54 million in total holdings as of March 31, 2024.
  • Warberg Asset Management LLC owns shares of 213 different stocks, but just 19 companies or ETFs make up 80% of its holdings.
  • Approximately 27.98% of the portfolio was purchased this quarter.
  • About 8.48% of the portfolio was sold this quarter.
  • This quarter, Warberg Asset Management LLC has purchased 232 new stocks and bought additional shares in 65 stocks.
  • Warberg Asset Management LLC sold shares of 47 stocks and completely divested from 66 stocks this quarter.

Largest Holdings

SPDR S&P 500 ETF TR
$224,920,100
PALO ALTO NETWORKS INC
$54,426,332
OCCIDENTAL PETE CORP
$43,925,322
INVESCO QQQ TR
$26,107,788
MICROCHIP TECHNOLOGY INC.
$21,197,754

Largest New Holdings this Quarter

AXON ENTERPRISE INC
$9,451,446 Holding
NCL CORP LTD
$9,171,990 Holding
GUESS INC
$7,884,601 Holding
CYTOKINETICS INC
$3,669,852 Holding
FEDEX CORP
$2,897,400 Holding

Largest Purchases this Quarter

SPDR S&P 500 ETF TR
125,000 shares (about $65.38M)
PALO ALTO NETWORKS INC
7,455,000 shares (about $21.39M)
BLOOMIN BRANDS INC
5,030,000 shares (about $13.04M)
AXON ENTERPRISE INC
6,500,000 shares (about $9.45M)
NCL CORP LTD
6,000,000 shares (about $9.17M)

Largest Sales this Quarter

INVESCO QQQ TR
11,200 shares (about $4.97M)
ETSY INC
1,330,000 shares (about $1.41M)
COINBASE GLOBAL INC
5,000 shares (about $1.33M)
MIDDLEBY CORP
950,000 shares (about $1.25M)
LIVENT CORP
850,000 shares (about $1.13M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofWarberg Asset Management LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
SPDR S&P 500 ETF TR
$224,920,100$65,383,750 ▲41.0%430,00032.3%PUT
PALO ALTO NETWORKS INC
$54,426,332$21,385,564 ▲64.7%18,973,0007.8%NOTE 0.375% 6/0
OCCIDENTAL PETE CORP
$43,925,322$240,110 ▼-0.5%1,019,1496.3%*W EXP 08/03/202
INVESCO QQQ TR
$26,107,788$4,972,912 ▼-16.0%58,8003.7%PUT
MICROCHIP TECHNOLOGY INC.
$21,197,754$4,561,672 ▲27.4%8,239,0003.0%NOTE 1.625% 2/1
UNITED STATES STL CORP
$20,046,084$18,340 ▲0.1%6,558,0002.9%NOTE 5.000%11/0
MICROSTRATEGY INC
$19,628,063$1,446,008 ▲8.0%4,588,0002.8%NOTE 0.750%12/1
PARSONS CORP DEL
$16,856,685$8,185,111 ▲94.4%9,148,0002.4%NOTE 0.250% 8/1
BLOOMIN BRANDS INC
$16,303,766$13,039,902 ▲399.5%6,289,0002.3%NOTE 5.000% 5/0
BOOKING HOLDINGS INC
$15,457,850$5,240,833 ▲51.3%8,002,0002.2%NOTE 0.750% 5/0
CHART INDS INC
$14,377,533$211,021 ▲1.5%5,110,0002.1%NOTE 1.000%11/1
ALTAIR ENGR INC
$13,263,686$870,932 ▲7.0%7,173,0001.9%NOTE 0.250% 6/0
NRG ENERGY INC
$12,664,892$2,236,249 ▲21.4%7,640,0001.8%DBCV 2.750% 6/0
REPLIGEN CORP
$12,411,515$3,103,276 ▲33.3%7,819,0001.8%NOTE 0.375% 7/1
INTERDIGITAL INC
$12,078,796$40,358 ▲0.3%9,278,0001.7%NOTE 2.000% 6/0
RH
$9,918,7500.0%6,000,0001.4%NOTE 9/1
AXON ENTERPRISE INC
$9,451,446$9,451,446 ▲New Holding6,500,0001.4%NOTE 0.500%12/1
AKAMAI TECHNOLOGIES INC
$9,173,841$1,489,789 ▲19.4%7,765,0001.3%NOTE 0.125% 5/0
NCL CORP LTD
$9,171,990$9,171,990 ▲New Holding6,000,0001.3%NOTE 6.000% 5/1
GUESS INC
$7,884,601$7,884,601 ▲New Holding7,067,0001.1%NOTE 2.000% 4/1
MONGODB INC
$7,472,155$1,070,203 ▲16.7%4,266,0001.1%NOTE 0.250% 1/1
PIONEER NAT RES CO
$6,989,966$3,801,860 ▲119.3%2,460,0001.0%NOTE 0.250% 5/1
ATI INC
$6,621,902$83,148 ▲1.3%1,991,0001.0%NOTE 3.500% 6/1
PROGRESS SOFTWARE CORP
$5,724,897$1,654,804 ▲40.7%5,518,0000.8%NOTE 1.000% 4/1
INTERDIGITAL INC
$5,648,507$1,439,844 ▲34.2%3,923,0000.8%NOTE 3.500% 6/0
BOX INC
$4,567,358$4,806 ▲0.1%3,801,0000.7%NOTE 1/1
ETSY INC
$4,238,021$1,408,438 ▼-24.9%4,002,0000.6%NOTE 0.125%10/0
SEA LTD
$4,237,1880.0%3,500,0000.6%NOTE 1.000%12/0
LIVENT CORP
$3,993,750$1,131,563 ▼-22.1%3,000,0000.6%NOTE 4.125% 7/1
ON SEMICONDUCTOR CORP
$3,741,588$83,833 ▲2.3%2,544,0000.5%NOTE 5/0
CYTOKINETICS INC
$3,669,852$3,669,852 ▲New Holding2,313,0000.5%NOTE 3.500% 7/0
WORKIVA INC
$3,327,311$3,636 ▲0.1%2,745,0000.5%NOTE 1.125% 8/1
ISHARES TR
$3,122,460$283,860 ▲10.0%33,0000.4%PUT
FEDEX CORP
$2,897,400$2,897,400 ▲New Holding10,0000.4%PUT
GRANITE CONSTR INC
$2,685,183$2,685,183 ▲New Holding1,484,0000.4%NOTE 2.750%11/0
APPLE INC
$2,572,200$857,400 ▲50.0%15,0000.4%PUT
Chesapeake Energy Co. stock logo
CHKEL
Chesapeake Energy
$2,209,889$518,438 ▲30.7%30,1280.3%Energy
JAZZ INVESTMENTS I LTD
$1,986,520$1,986,520 ▲New Holding2,000,0000.3%NOTE 2.000% 6/1
MIDDLEBY CORP
$1,972,016$1,248,943 ▼-38.8%1,500,0000.3%NOTE 1.000% 9/0
NOBLE CORP PLC
$1,899,651$155,322 ▲8.9%64,0260.3%*W EXP 02/04/202
SAREPTA THERAPEUTICS INC
$1,799,264$814,592 ▲82.7%1,005,0000.3%DBCV 1.500%11/1
Stereotaxis, Inc. stock logo
STXS
Stereotaxis
$1,737,446$1,737,446 ▲New Holding665,6880.2%Medical
VANECK ETF TRUST
$1,644,2400.0%52,0000.2%CALL
NOBLE CORP PLC
$1,611,909$191,135 ▲13.5%63,4610.2%*W EXP 02/04/202
Hertz Global Holdings, Inc. stock logo
HTZWW
Hertz Global
$1,413,829$1,052,058 ▼-42.7%318,4300.2%Industrials
JPMORGAN CHASE & CO
$1,402,100$1,402,100 ▲New Holding7,0000.2%CALL
RBC Bearings Incorporated stock logo
RBCP
RBC Bearings
$1,342,990$725,947 ▲117.6%11,0000.2%Industrials
Goldman Sachs TreasuryAccess 0-1 Year ETF stock logo
GBIL
Goldman Sachs TreasuryAccess 0-1 Year ETF
$1,290,711$1,290,711 ▲New Holding12,8910.2%ETF
Chesapeake Energy Co. stock logo
CHKEZ
Chesapeake Energy
$1,218,192$976,038 ▲403.1%15,9220.2%Energy
EXXON MOBIL CORP
$1,162,400$1,162,400 ▲New Holding10,0000.2%CALL
NEN
New England Realty Associates Limited Partnership
$1,136,970$162,160 ▲16.6%15,9790.2%Real Estate
COINBASE GLOBAL INC
$1,060,480$1,325,600 ▼-55.6%4,0000.2%PUT
EPR PPTYS
$1,057,138$86,039 ▼-7.5%54,7740.2%PFD C CV 5.75%
TESLA INC
$878,950$878,950 ▲New Holding5,0000.1%PUT
Chesapeake Energy Co. stock logo
CHKEW
Chesapeake Energy
$863,853$11,011 ▲1.3%10,5130.1%Energy
CLRC
ClimateRock
$846,291$846,291 ▲New Holding75,4270.1%Unclassified
EQUINIX INC
$825,330$825,330 ▲New Holding1,0000.1%PUT
Acies Acquisition Corp. stock logo
ACAC
Acies Acquisition
$822,443$89,856 ▲12.3%73,4980.1%Unclassified
AQU
Aquaron Acquisition
$820,350$428,307 ▲109.3%75,7130.1%Unclassified
FORL
Four Leaf Acquisition
$813,611$268,807 ▲49.3%75,9320.1%Unclassified
GLST
Global Star Acquisition
$810,908$54,696 ▲7.2%75,7150.1%Unclassified
PLTN
Plutonian Acquisition
$807,788$448,288 ▲124.7%75,2130.1%Unclassified
HUDA
Hudson Acquisition I
$784,806$42,400 ▲5.7%74,0390.1%Unclassified
AKAMAI TECHNOLOGIES INC
$774,935$301,950 ▲63.8%734,0000.1%NOTE 0.375% 9/0
NOBLE CORP PLC
$761,2930.0%15,7000.1%PUT
BLACK HAWK ACQUISITION CORP
$752,729$752,729 ▲New Holding74,1240.1%UNIT 99/99/9999
Vision Sensing Acquisition Corp. stock logo
VSAC
Vision Sensing Acquisition
$749,079$566,568 ▲310.4%67,1790.1%Unclassified
99 ACQUISITION GROUP INC
$703,8320.0%68,3000.1%CL A
QUETTA ACQUISITION CORP
$700,0530.0%68,7000.1%COM
OAKU
Oak Woods Acquisition
$698,7500.0%65,0000.1%Unclassified
MCAC
Mountain Crest Acquisition
$692,6920.0%62,4610.1%Unclassified
FORD MTR CO DEL
$634,454$190,440 ▲42.9%613,0000.1%NOTE 3/1
CMPOW
CompoSecure
$591,331$49,721 ▲9.2%844,7590.1%Industrials
ISHARES SILVER TR
$568,7500.0%25,0000.1%CALL
PPHP
PHP Ventures Acquisition
$519,9820.0%46,7190.1%Financial Services
CANTALOUPE INC
$513,114$198,044 ▲62.9%79,8000.1%CALL
Inception Growth Acquisition Limited stock logo
IGTA
Inception Growth Acquisition
$502,427$5,126 ▲1.0%46,2640.1%Unclassified
KEEN VISION ACQUISITION CORP
$480,7000.0%46,0000.1%SHS
Goldenstone Acquisition Limited stock logo
GDST
Goldenstone Acquisition
$458,610$248,333 ▲118.1%41,6350.1%Unclassified
SurgePays, Inc. stock logo
SURGW
SurgePays
$443,129$193,312 ▼-30.4%764,0160.1%Computer and Technology
CARVANA CO
$439,550$615,370 ▼-58.3%5,0000.1%PUT
MODERNA INC
$426,240$213,120 ▼-33.3%4,0000.1%PUT
TCOA
Zalatoris Acquisition
$404,052$5,456 ▲1.4%37,1030.1%Unclassified
BLACKSTONE MTG TR INC
$398,200$39,820 ▲11.1%20,0000.1%PUT
ESH ACQUISITION CORP
$390,5180.0%37,6040.1%COM
HERTZ GLOBAL HLDGS INC
$375,840$375,840 ▲New Holding48,0000.1%PUT
TBMC
Trailblazer Merger Co. I
$363,052$120,441 ▲49.6%34,2340.1%Unclassified
IRON HORSE ACQUISITIONS CORP
$332,005$332,005 ▲New Holding33,2670.0%COM
QDRO
Quadro Acquisition One
$324,969$324,969 ▲New Holding29,5830.0%Unclassified
Lennar Co. stock logo
LEN.B
Lennar
$309,0200.0%2,0000.0%Construction
UNITED STS NAT GAS FD LP
$291,400$291,400 ▲New Holding20,0000.0%CALL
BLAC
Bellevue Life Sciences Acquisition
$288,517$288,517 ▲New Holding27,0400.0%Unclassified
AIMBU
Aimfinity Investment Corp. I
$269,282$269,282 ▲New Holding24,2160.0%Financial Services
APCA
AP Acquisition
$257,996$1,748 ▼-0.7%22,8720.0%Unclassified
B. RILEY FINANCIAL INC
$254,040$254,040 ▲New Holding12,0000.0%PUT
DT CLOUD ACQUISITION CORP
$254,000$254,000 ▲New Holding25,0000.0%UNIT 99/99/9999
DELCATH SYS INC
$252,810$21,942 ▼-8.0%53,0000.0%CALL
ExcelFin Acquisition Corp. stock logo
XFIN
ExcelFin Acquisition
$243,520$123,596 ▲103.1%22,2800.0%Unclassified
PEABODY ENERGY CORP
$242,600$242,600 ▲New Holding10,0000.0%CALL
Digital World Acquisition Corp. stock logo
DWACW
Digital World Acquisition
$235,640$235,640 ▲New Holding8,6000.0%Financial Services

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

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